Jehu Hand, et al.

Litigation Release No. 24159 / June 6, 2018 USA v. Jehu Hand, Case No. 1:15-cr-10386-WGY (D. Mass.) Securities and Exchange Commission v. Jehu Hand, et al., Civil Action No. 1:15-cv-14109 […]

Ralph T. Iannelli et al.

Litigation Release No. 24158 / June 6, 2018 Securities and Exchange Commission v. Ralph T. Iannelli et al., Civil Action No. 2:18-cv-05008 (U.S. District Court for the Central District of […]

Alderson et al

The Securities and Exchange Commission has charged two former managers of SEC-registered investment adviser deVere USA, Inc. for allegedly making misleading statements and omissions concerning economic conflicts of interest and […]

Paul Gilman

Litigation Release No. 24156 / June 5, 2018 Securities and Exchange Commission v. Paul Gilman, Civil Action No. 3:18-cv-1421 (N.D Tex., filed June 4, 2018) The Securities and Exchange Commission […]

Edward Withrow, et al.

Litigation Release No. 24155 / June 4, 2018 Securities and Exchange Commission v. Edward Withrow, et al., No. 15-cv-13348 (D. Mass. filed Sept. 14, 2015) United States v. Edward Withrow, […]

Woojae (Steve) Jung

Litigation Release No. 24153 / May 31, 2018 Securities and Exchange Commission v. Woojae (Steve) Jung, No. 1:18-cv-04811 (S.D.N.Y. filed May 31, 2018) The Securities and Exchange Commission today charged […]

Steven Pagartanis

Litigation Release No. 24152 / May 30, 2018 Securities and Exchange Commission v. Steven Pagartanis, Civil Action No. 18-cv-3150 (E.D.N.Y., filed May 30, 2018)(JFB) The Securities and Exchange Commission today […]

Robert M. Morano

Litigation Release No. 24065 / March 8, 2018 Securities and Exchange Commission v. Robert M. Morano, No. 3:18-cv-00386 (D. Ore. filed Mar. 5, 2018) The Securities and Exchange Commission charged […]

Edward Henderson

Litigation Release No. 24063 / March 5, 2018 Securities and Exchange Commission v. Edward Henderson, No. 11-cv-12116 (D. Mass. filed Dec. 1, 2011) A federal court has barred the promoter […]

Jersey Consulting LLC

The Securities and Exchange Commission today announced charges against a Utah-based company, its principal, and several solicitors of the company’s securities in an ongoing offering fraud that has already targeted […]

AVEO Pharmaceuticals, Inc., et al.

Litigation Release No. 24062 / March 5, 2018 Securities and Exchange Commission v. AVEO Pharmaceuticals, Inc., et al., Civil Action No. 1:16-cv-10607-NMG (D. Mass. March 29, 2016) A federal district […]

Stefan Lumiere

The Securities and Exchange Commission has obtained a final judgment against a hedge fund manager the agency charged with falsely inflating assets in portfolios he managed. The SEC also barred […]

Leonard Genova

Litigation Release No. 24059 / March 1, 2018 Securities and Exchange Commission v. Leonard Genova, No. 2:18-cv-01298 (E.D.N.Y) The Securities and Exchange Commission today charged former town attorney and deputy […]

Analytica Bio-Energy Corp., et al., Marvin Winick

The Securities and Exchange Commission today announced fraud charges against Canadian-based penny stock company Analytica Bio-Energy Corp., a shareholder controlling its affairs, and a former officer for filing false reports […]

AmeraTex Energy, Inc., et al

The Securities and Exchange Commission today charged three Plano, Texas-based oil and gas companies and their principals, together with an accountant and compliance coordinator, for their roles in operating an […]

Yang Xie

Litigation Release No. 24056 / February 28, 2018 Securities and Exchange Commission v. Yang Xie, No. 18-CV-02779 (D.N.J. filed February 27, 2018) A former Merck & Co. Inc. employee who […]