BARCLAYS PLC UK Regulatory Announcement: Form 8.5 (EPT/NON-RI) – INTU PROPERTIES PLC – AMENDMENT

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LONDON–()–

FORM 8.5 (EPT/NON-RI)

AMENDMENT TO PURCHASE

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose INTU PROPERTIES PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Brookfield Property Group
  principal trader is connected  
(d) Date position held/dealing undertaken: 10 October 2018
(e) In addition to the company in 1(b) above, is the exempt principal NO:
trader making disclosures in respect of any other party to the offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Convertible Bond XS1511910025
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 2,000,000 0.53% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 2,000,000 0.53% 0 0.00%
 
 
Class of relevant security:   50p ordinary    
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,868,468 0.29% 10,660,423 0.79%
           
(2) Cash-settled derivatives:
8,845,805 0.65% 10,410,926 0.77%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 12,714,273 0.94% 21,071,349 1.56%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
50p ordinary Purchase 1,668,072 1.8680 GBP 1.8295 GBP
50p ordinary Sale 1,388,970 1.8680 GBP 1.8295 GBP
Convertible Bond Purchase 600,000 93.2500 GBP 93.25 GBP
 

NB: The below transactions which were previously disclosed have been cancelled

Class of relevant Purchase/sale Number of Price per unit
security   securities  
Convertible Bond Purchase 300,000 93.2500 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
50p ordinary CFD Long 389 1.8446 GBP
50p ordinary CFD Long 950 1.8748 GBP
50p ordinary CFD Long 2,000 1.8462 GBP
50p ordinary SWAP Long 2,000 1.8462 GBP
50p ordinary CFD Long 4,000 35.0694 ZAR
50p ordinary CFD Long 4,872 35.2720 ZAR
50p ordinary CFD Long 5,447 35.7856 ZAR
50p ordinary CFD Long 5,547 35.1695 ZAR
50p ordinary CFD Long 6,408 35.3754 ZAR
50p ordinary CFD Long 34,244 1.8449 GBP
50p ordinary CFD Long 98,133 35.2884 ZAR
50p ordinary SWAP Long 121,488 1.8503 GBP
50p ordinary CFD Long 228,537 1.8434 GBP
50p ordinary CFD Short 3,318 1.8474 GBP
50p ordinary CFD Short 8,927 35.2643 ZAR
50p ordinary CFD Short 10,640 1.8457 GBP
50p ordinary SWAP Short 36,876 1.8475 GBP
50p ordinary CFD Short 49,428 1.8517 GBP
50p ordinary CFD Short 98,133 1.8469 GBP
50p ordinary CFD Short 100,389 1.8485 GBP
50p ordinary SWAP Expires 12/10/2019 Short 100,389 1.8485 GBP
50p ordinary CFD Short 126,578 1.8481 GBP
50p ordinary CFD Short 229,219 35.2866 ZAR
50p ordinary CFD Short 379,132 35.1925 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 12 Oct 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 657374
Time of Receipt (offset from UTC): 20181012T134634+0100

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