SEC Filings – EFFECT forms

These are Companies that filed an EFFECT form with the EDGAR system

EFFECT – HarborOne NorthEast Bancorp, Inc. (0001769617) (Filer)

Accepted 2019-06-24 00:16:37 Documents 1 Effectiveness Date 2019-06-21 Registration Form S-1 Document Format Files Mailing Address 770 OAK STREET BROCKTON MA 02301 Business Address 770 OAK STREET BROCKTON MA 02301 508-895-1000 HarborOne NorthEast Bancorp, Inc. (Filer) CIK: 0001769617 (see all company filings) IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231Type: EFFECT | Act: 33 |... »

EFFECT – Abacus Protocol Inc. (0001767027) (Filer)

Form EFFECT – Notice of Effectiveness: SEC Accession No. 9999999995-19-001398 Accepted 2019-06-24 00:16:37 Documents 1 Effectiveness Date 2019-06-21 Registration Form TA-1 Document Format Files Mailing Address 938 KEY AVENUE SAN FRANCISCO CA 94124 Business Address 938 KEY AVENUE SAN FRANCISCO CA 94124 9729840179 »

EFFECT – TARONIS TECHNOLOGIES, INC. (0001353487) (Filer)

Accepted 2019-06-24 00:16:37 Documents 1 Effectiveness Date 2019-06-21 Registration Form S-3 Document Format Files Mailing Address 300 W CLARENDON AVENUE #230 PHOENIX AZ 85013 Business Address 300 W CLARENDON AVENUE #230 PHOENIX AZ 85013 (727) 932-9593 TARONIS TECHNOLOGIES, INC. (Filer) CIK: 0001353487 (see all company filings) IRS No.: 260250418 | State of Incorp.: DE | Fiscal Year End: 1231Type:... »

EFFECT – Cyclacel Pharmaceuticals, Inc. (0001130166) (Filer)

Accepted 2019-06-24 00:16:37 Documents 1 Effectiveness Date 2019-06-21 Registration Form S-3 Document Format Files Mailing Address 200 CONNELL DRIVE SUITE 1500 BERKELEY HEIGHTS NJ 07922 Business Address 200 CONNELL DRIVE SUITE 1500 BERKELEY HEIGHTS NJ 07922 908-517-7330 Cyclacel Pharmaceuticals, Inc. (Filer) CIK: 0001130166 (see all company filings) IRS No.: 911766850 | State of Incorp.: DE | Fisc... »

EFFECT – Jaguar Health, Inc. (0001585608) (Filer)

Accepted 2019-06-24 00:16:37 Documents 1 Effectiveness Date 2019-06-21 Registration Form S-1 Document Format Files Mailing Address 201 MISSION STREET, SUITE 2375 SAN FRANCISCO CA 94105 Business Address 201 MISSION STREET, SUITE 2375 SAN FRANCISCO CA 94105 415-896-5081 Jaguar Health, Inc. (Filer) CIK: 0001585608 (see all company filings) IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: ... »

EFFECT – Babcock & Wilcox Enterprises, Inc. (0001630805) (Filer)

Accepted 2019-06-24 00:15:46 Documents 1 Effectiveness Date 2019-06-21 Registration Form S-1 Document Format Files Mailing Address 20 S. VAN BUREN AVENUE BARBERTON OH 44203 Business Address 20 S. VAN BUREN AVENUE BARBERTON OH 44203 3307534511 Babcock & Wilcox Enterprises, Inc. (Filer) CIK: 0001630805 (see all company filings) IRS No.: 472783641 | State of Incorp.: DE | Fiscal Year End: 1231Typ... »

EFFECT – Enlivex Therapeutics Ltd. (0001596812) (Filer)

Accepted 2019-06-24 00:15:46 Documents 1 Effectiveness Date 2019-06-21 Registration Form F-3 Document Format Files Mailing Address 37 DEREH MENACHEM BEGIN ST. 15TH FLOOR TEL AVIV L3 6522042 Business Address 37 DEREH MENACHEM BEGIN ST. 15TH FLOOR TEL AVIV L3 6522042 972 (0) 3 7326616 Enlivex Therapeutics Ltd. (Filer) CIK: 0001596812 (see all company filings) IRS No.: 000000000 | State of Incorp.: L... »

EFFECT – Stellus Capital Investment Corp (0001551901) (Filer)

Accepted 2019-06-24 00:15:46 Documents 1 Effectiveness Date 2019-06-21 Registration Form N-2 Document Format Files Mailing Address 4400 POST OAK PARKWAY SUITE 2200 HOUSTON TX 77027 Business Address 4400 POST OAK PARKWAY SUITE 2200 HOUSTON TX 77027 (713) 292-5400 »

EFFECT – Propanc Biopharma, Inc. (0001517681) (Filer)

Accepted 2019-06-24 00:15:46 Documents 1 Effectiveness Date 2019-06-21 Registration Form S-1 Document Format Files Mailing Address 302/6 BUTLER STREET CAMBERWELL, VICTORIA C3 3124 Business Address 302/6 BUTLER STREET CAMBERWELL, VICTORIA C3 3124 613-9882-6723 Propanc Biopharma, Inc. (Filer) CIK: 0001517681 (see all company filings) IRS No.: 300662986 | State of Incorp.: DE | Fiscal Year End: 0630T... »

EFFECT – Frost Family of Funds (0001762332) (Filer)

Accepted 2019-06-24 00:15:46 Documents 1 Effectiveness Date 2019-06-21 Registration Form N-1A Document Format Files Series and Classes/Contracts Information: Existing   Status Name Ticker Symbol CIK 0001762332       Series S000065041   FROST CREDIT FUND Class/Contract C000210574   Institutional Class Shares FCFIX Class/Contract C000210575   Investor Class Shares ... »

EFFECT – Anixa Biosciences Inc (0000715446) (Filer)

Accepted 2019-06-24 00:15:46 Documents 1 Effectiveness Date 2019-06-21 Registration Form S-3 Document Format Files Mailing Address 3150 ALMADEN EXPRESSWAY, SUITE 250 SAN JOSE CA 95118 Business Address 3150 ALMADEN EXPRESSWAY, SUITE 250 SAN JOSE CA 95118 408-708-9808 Anixa Biosciences Inc (Filer) CIK: 0000715446 (see all company filings) IRS No.: 112622630 | State of Incorp.: DE | Fiscal Year End: ... »

EFFECT – Thunder Bridge Acquisition Ltd (0001720592) (Filer)

Accepted 2019-06-24 00:15:46 Documents 1 Effectiveness Date 2019-06-21 Registration Form S-4 Document Format Files Mailing Address 9912 GEORGETOWN PIKE SUITE D203 GREAT FALLS VA 22066 Business Address 9912 GEORGETOWN PIKE SUITE D203 GREAT FALLS VA 22066 7037592502 Thunder Bridge Acquisition Ltd (Filer) CIK: 0001720592 (see all company filings) IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Yea... »

EFFECT – Castor Maritime Inc. (0001720161) (Filer)

Accepted 2019-06-24 00:15:46 Documents 1 Effectiveness Date 2019-06-21 Registration Form F-3 Document Format Files Mailing Address CHRISTODOULOU CHATZIPAVLOU 223 HAWAII ROYAL GARDENS, APART. 16 LIMASSOL G4 3036 Business Address CHRISTODOULOU CHATZIPAVLOU 223 HAWAII ROYAL GARDENS, APART. 16 LIMASSOL G4 3036 357 25357767 Castor Maritime Inc. (Filer) CIK: 0001720161 (see all company filings) IRS No.:... »

EFFECT – aTYR PHARMA INC (0001339970) (Filer)

Accepted 2019-06-21 00:15:39 Documents 1 Effectiveness Date 2019-06-20 Registration Form S-3 Document Format Files Mailing Address 3545 JOHN HOPKINS COURT, STE #250 SAN DIEGO CA 92121 Business Address 3545 JOHN HOPKINS COURT, STE #250 SAN DIEGO CA 92121 858-731-8389 aTYR PHARMA INC (Filer) CIK: 0001339970 (see all company filings) IRS No.: 203435077 | State of Incorp.: DE | Fiscal Year End: 1231Ty... »

EFFECT – OLYMPIC STEEL INC (0000917470) (Filer)

Accepted 2019-06-21 00:15:39 Documents 1 Effectiveness Date 2019-06-20 Registration Form S-3 Document Format Files Mailing Address 5096 RICHMOND RD BEDFORD HEIGHTS OH 44146 Business Address 5096 RICHMOND RD BEDFORD HEIGHTS OH 44146 2162923800 OLYMPIC STEEL INC (Filer) CIK: 0000917470 (see all company filings) IRS No.: 341245650 | State of Incorp.: OH | Fiscal Year End: 1231Type: EFFECT | Act: 33 |... »